Securities

Raising capital and structuring investment opportunities requires careful attention to federal and state securities laws. We guide businesses, entrepreneurs, and investors through the legal framework that governs private offerings, fundraising, and compliance with SEC and Colorado Division of Securities regulations. Our attorneys assist with Regulation D offerings, disclosure documents, investor communications, and the formation of investment entities such as limited partnerships and LLCs.

Whether advising on early-stage financing, restructuring ownership, or avoiding regulatory pitfalls, we focus on building legally sound frameworks that support growth and minimize risk. We also provide counsel on exemption qualification, filing obligations, and the evolving compliance environment for closely held businesses and private capital ventures.

Clientele

We represent entrepreneurs, closely held corporations, startup companies, investment partnerships, and private investors involved in capital raising, private placements, and other securities-related transactions.

Strengths

Our attorneys combine deep regulatory knowledge with a practical understanding of how deals are structured and capital is raised. We help clients balance legal requirements with business goals, offering guidance that is strategic, efficient, and tailored to their specific stage of growth or investment model. Clients rely on us for clarity and confidence in high-stakes financial transactions.